RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• R•• N•••••
- Professional profile
- linkedin.com/in/trey-nelson-857298areportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- C••••••••• W••••• A••••••• L•• independent RIA currentsince Apr 28, 2021 · Phoenix, Az
- F•••• A•••••• S••••••••• L•• independent RIAJan 3, 2019 to Apr 12, 2021 · Phoenix, Az
- L•• F•••••••• I••• formerNov 17, 2009 to Jan 3, 2019 · San Jose, Ca
- G••••• W••••• M••••••••• I••• BD affiliatedMar 24, 2008 to Oct 14, 2009 · Englewood, Co
- N•• F••••••••• I••• unclassifiedAug 25, 2004 to Mar 24, 2008 · Addison, Tx
- N•• E•••••• S••••••••• C••••••••• formerOct 22, 2002 to Aug 5, 2004 · Dallas, Tx
- F•••• A•••••• S••••••••• L•• to C••••••••• W••••• A••••••• L••left Apr 12, 2021, registered Apr 28, 2021 (16 days) · RIA to RIA
- L•• F•••••••• I••• to F•••• A•••••• S••••••••• L••left Jan 3, 2019, registered Jan 3, 2019 (0 days) · Affiliated broker-dealer or bank to another
- G••••• W••••• M••••••••• I••• to L•• F•••••••• I•••left Oct 14, 2009, registered Nov 17, 2009 (34 days) · Other
- N•• F••••••••• I••• to G••••• W••••• M••••••••• I•••left Mar 24, 2008, registered Mar 24, 2008 (0 days) · Other
- N•• E•••••• S••••••••• C••••••••• to N•• F••••••••• I•••left Aug 5, 2004, registered Aug 25, 2004 (20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address