DFX Intelligence

R•••••• A••••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

R•••••• A••••• B••••••••

Advisor at X••• W••••• M••••••••• L••

HOLLY HILL, FL

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Search this name across graphsid dfx:ria:55954560-853a-4b9d-89b6-8c41882b9cda

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 19, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: X••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 10, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
X••• W••••• M••••••••• L••	Independent wealth	Jun 2, 2017	n/a	yes	HOLLY HILL, FL	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Aug 24, 2016	Apr 24, 2017	no	DAYTONA BEACH SHORES, FL\|DAYTONA BEACH SHORES, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	X••• W••••• M••••••••• L••	Apr 24, 2017	Jun 2, 2017	39	Firm change	Other
S••••••• I••••••••• S•••••••• I•••	T••••• A••••••• S•••••••• I•••	Dec 31, 2016	Aug 24, 2016

Relationships

Registered with (4)

→ X••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 2, 2017 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 24, 2016 to Apr 24, 2017factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 9, 2006 to Dec 31, 2016factForm ADV
→ C••• B•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55954560-853a-4b9d-89b6-8c41882b9cda
First observed: Jun 19, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.