RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• A••••• B••••••••
- X••• W••••• M••••••••• L•• independent RIA currentsince Jun 2, 2017 · Holly Hill, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedAug 24, 2016 to Apr 24, 2017 · Daytona Beach Shores, Fl
- S••••••• I••••••••• S•••••••• I••• formerAug 9, 2006 to Dec 31, 2016 · Daytona Beach, Fl
- C••• B•••••••• S•••••••• I••• formerJun 19, 2006 to Jul 17, 2006 · Orlando, Fl
- T••••• A••••••• S•••••••• I••• to X••• W••••• M••••••••• L••left Apr 24, 2017, registered Jun 2, 2017 (39 days) · Other
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Aug 24, 2016 (-129 days) · corporate re-registration, not a move
- C••• B•••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Jul 17, 2006, registered Aug 9, 2006 (23 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address