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RIA / WealthAdvisor20 years in industry

BRAD KEVIN PINTER

Advisor at FOUNDERS FINANCIAL ALLIANCE, LLC

Raleigh, NC

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Search this name across graphsid dfx:ria:559b4a37-0fa1-86d9-41f3-48e5eeab733c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDERS FINANCIAL ALLIANCE, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 26, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 26, 2006
First registration: Jul 27, 2006
Dual registered: no
IAPD individual key: 5079421

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDERS FINANCIAL ALLIANCE, LLC	Independent wealth	Jul 15, 2020	n/a	yes	Raleigh, NC	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Jun 1, 2017	Jul 24, 2018	no	RALEIGH, NC\|FAQUAY VARINA, NC\|DUNN, NC	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Feb 11, 2015	Dec 23, 2016	no	Durham, NC	Previous registration
WFG ADVISORS, LP	Former SEC adviser	Apr 18, 2011	Dec 12, 2014	no	PEORIA, IL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 8, 2008	Apr 28, 2011	no	PEORIA, IL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 27, 2006	Jan 16, 2008	no	CHICAGO, IL\|TINLEY PARK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	FOUNDERS FINANCIAL ALLIANCE, LLC	Jul 24, 2018	Jul 15, 2020	722	Firm change after gap	Ibd to RIA
ADVICE AND PLANNING SERVICES	TRUIST ADVISORY SERVICES, INC.	Dec 23, 2016	Jun 1, 2017	160	Firm change	Other
WFG ADVISORS, LP	ADVICE AND PLANNING SERVICES	Dec 12, 2014	Feb 11, 2015	61	Firm change	Other
MSI FINANCIAL SERVICES, INC.	WFG ADVISORS, LP	Apr 28, 2011	Apr 18, 2011	-10	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MSI FINANCIAL SERVICES, INC.	Jan 16, 2008	Feb 8, 2008	23	Firm change	Other

Relationships

Registered with (6)

→ FOUNDERS FINANCIAL ALLIANCE, LLCRegistered adviserregistration: current employment
Jul 15, 2020 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 1, 2017 to Jul 24, 2018factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Feb 11, 2015 to Dec 23, 2016factForm ADV
→ WFG ADVISORS, LPRegistered adviserregistration: previous registration
Apr 18, 2011 to Dec 12, 2014factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 8, 2008 to Apr 28, 2011factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 27, 2006 to Jan 16, 2008factForm ADV

Dated events

No dated event names this entity yet.