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M•••••• M•••••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst17 years in industry

M•••••• M•••••• G•••••••••

Advisor at C•••••• S••••• I••••••••• M••••••••• I••

Boston, MA | SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:55a20cfb-c256-3a8c-7ead-1707b0dd51b0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• I••••••••• M••••••••• I••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 24, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• I••••••••• M••••••••• I••	Other adviser	Oct 28, 2020	n/a	yes	Boston, MA\|SAN FRANCISCO, CA	Current employment
C•••••• S••••• I••••••••• A•••••••• I••	Former SEC adviser	Feb 15, 2018	Oct 28, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• I••••••••• A•••••••• I••	C•••••• S••••• I••••••••• M••••••••• I••	Oct 28, 2020	Oct 28, 2020	0	Channel change	Other
T••••••••• I•••	C•••••• S••••• I••••••••• A•••••••• I••	Mar 30, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
151739:106753:CA:2020-10-20	Oct 28, 2020	Oct 28, 2020	SAN FRANCISCO, CA	Firm change
104966:151739:MA:2018-03-30	Mar 30, 2018	Feb 15, 2018	BOSTON, MA	Firm change after gap

Relationships

Registered with (4)

→ C•••••• S••••• I••••••••• M••••••••• I••Registered adviserregistration: current employment
Oct 28, 2020 to presentfactForm ADV
→ C•••••• S••••• I••••••••• A•••••••• I••Registered adviserregistration: previous registration
Feb 15, 2018 to Oct 28, 2020factForm ADV
→ T••••••••• I•••Registered adviserregistration: previous registration
Aug 7, 2017 to Mar 30, 2018factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55a20cfb-c256-3a8c-7ead-1707b0dd51b0
First observed: Jan 31, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.