DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Michael Gugliemini
Chartered Financial Analyst
Feed of 09/15/2026
Also filed as Matt M Gugliemini
At current firm
5 y
since Oct 28, 2020
In the industry
17 y
since Sep 24, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab Investment Management, Inc other currentsince Oct 28, 2020 · Boston, Ma
- Charles Schwab Investment Advisory, Inc formerFeb 15, 2018 to Oct 28, 2020 · Boston, Ma
- Thomaspartners, Inc. formerAug 7, 2017 to Mar 30, 2018 · Boston, Ma
- Wells Fargo Advisors wirehouseJan 31, 2011 to Jun 23, 2014 · Wilmington, De
Moves
a registration end followed by a registration begin elsewhere
- Charles Schwab Investment Advisory, Inc to Charles Schwab Investment Management, Incleft Oct 28, 2020, registered Oct 28, 2020 (0 days) · channel change inside one enterprise, not a move · moved with a team
- Thomaspartners, Inc. to Charles Schwab Investment Advisory, Incleft Mar 30, 2018, registered Feb 15, 2018 (-43 days) · channel change inside one enterprise, not a move · moved with a team
- Wells Fargo Advisors to Thomaspartners, Inc.left Jun 23, 2014, registered Aug 7, 2017 (1141 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address