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Advisor at ADVICE AND PLANNING SERVICES
Chicago, IL | EVANSTON, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Oct 6, 2025 | n/a | yes | EVANSTON, IL|Chicago, IL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 11, 2008 | Sep 22, 2015 | no | CHICAGO, IL | Previous registration |
| GREAT LAKES ADVISORS, LLC | Other adviser | Aug 21, 2002 | Dec 31, 2006 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | ADVICE AND PLANNING SERVICES | Sep 22, 2015 | Oct 6, 2025 | 3,667 | Firm change after gap | Wirehouse to ibd |
| GREAT LAKES ADVISORS, LLC | UBS FINANCIAL SERVICES INC. | Dec 31, 2006 | Jan 11, 2008 | 376 | Firm change | Other |