DFX Intelligence

N••••••• S•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

N••••••• S•••••• M••••••

Advisor at C•••••• C•••••• L••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:55a95384-cd0b-2324-e4bc-2b09733b120d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 9, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C•••••• L••	State registered	Dec 20, 2021	n/a	yes	ST. LOUIS, MO	Current employment
E••••• J••••	National bd RIA	Apr 16, 2020	Nov 29, 2021	no	ST. LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	C•••••• C•••••• L••	Nov 29, 2021	Dec 20, 2021	21	Firm change	Ibd to state RIA
C•••••• S••••• • C••• I•••	E••••• J••••	Apr 16, 2020	Apr 16, 2020

Relationships

Registered with (7)

→ C•••••• C•••••• L••Registered adviserregistration: current employment
Dec 20, 2021 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Apr 16, 2020 to Nov 29, 2021factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Nov 15, 2017 to Apr 16, 2020factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55a95384-cd0b-2324-e4bc-2b09733b120d
First observed: Mar 12, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.