DFX Intelligence

A••••• D••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

A••••• D••• S•••••••

Advisor at O•••••• W••••• A••••••• L••

CINCINNATI, OH | Cincinnati, OH

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Search this name across graphsid dfx:ria:55a96e0e-c581-24d2-9ac1-1c617c8e3ed6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 1, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• W••••• A••••••• L••	Independent wealth	Jun 12, 2020	n/a	yes	CINCINNATI, OH\|Cincinnati, OH	Current employment
E•••••••• A•••••••• L••	National bd RIA	Mar 1, 2019	Jul 10, 2020	no	CINCINNATI, OH\|WEST CHESTER, OH\|CINCINNATI, OH\|BLUE ASH, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	O•••••• W••••• A••••••• L••	Jul 10, 2020	Jun 12, 2020	-28	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
6627:306909:OH:2020-07-10	Jul 10, 2020	Jun 12, 2020	BLUE ASH, OH	Firm change

Relationships

Registered with (2)

→ O•••••• W••••• A••••••• L••Registered adviserregistration: current employment
Jun 12, 2020 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 1, 2019 to Jul 10, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55a96e0e-c581-24d2-9ac1-1c617c8e3ed6
First observed: Mar 1, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.