DFX Intelligence

M•••••• C•••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

M•••••• C•••••• K•••••

Advisor at L•• F•••••••• L••

NEW BRITAIN, CT | NEWINGTON, CT

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Search this name across graphsid dfx:ria:55aade0d-3377-09b7-ac58-4419334c5848

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 2, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 17, 2025	n/a	yes	NEWINGTON, CT\|NEW BRITAIN, CT\|NEW BRITAIN, CT\|NEW BRITAIN, CT	Current employment
T••••• W••••• M••••••••• L••	Independent wealth	May 16, 2024	Nov 4, 2025	no	EAST LYME, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• W••••• M••••••••• L••	L•• F•••••••• L••	Nov 4, 2025	Nov 17, 2025	13	Firm change	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	T••••• W••••• M••••••••• L••	Mar 27, 2024	May 16, 2024

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 17, 2025 to presentfactForm ADV
→ T••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 16, 2024 to Nov 4, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 2, 2020 to Mar 27, 2024factForm ADV

Dated events

Occurred
Nov 4, 2025
Advisor changed firm
M•••••• C•••••• K••••• left T••••• W••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2025-11-17)
Form ADVobserved 7 days ago
Occurred
Mar 27, 2024
Advisor changed firm
M•••••• C•••••• K••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for T••••• W••••• M••••••••• L•• (registered 2024-05-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55aade0d-3377-09b7-ac58-4419334c5848
First observed: Nov 2, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.