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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Villa Park, IL | Naples, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Feb 18, 2021 | n/a | yes | Naples, FL|Villa Park, IL | Current employment |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 18, 2016 | Feb 8, 2021 | no | VILLA PARK, IL | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Nov 5, 2008 | Sep 22, 2016 | no | VILLA PARK, IL|VILLA PARK, IL|AUSTIN, TX | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Apr 19, 2006 | Nov 7, 2008 | no | DOWNERS GROVE, IL | Previous registration |
| VALMARK ADVISERS, INC. | Bd affiliated wealth | Oct 11, 2002 | Apr 6, 2006 | no | VILLA PARK, IL|OAK BROOK, IL | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Sep 15, 1997 | Oct 4, 2002 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 8, 2021 | Feb 18, 2021 | 10 | Firm change | Ibd to ibd |
| NFP ADVISOR SERVICES, LLC | KESTRA ADVISORY SERVICES, LLC | Sep 22, 2016 | Apr 18, 2016 | -157 | Bulk transfer | Other |
| PARK AVENUE SECURITIES LLC | NFP ADVISOR SERVICES, LLC | Nov 7, 2008 | Nov 5, 2008 | -2 | Firm change | Other |
| VALMARK ADVISERS, INC. | PARK AVENUE SECURITIES LLC | Apr 6, 2006 | Apr 19, 2006 | 13 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | VALMARK ADVISERS, INC. | Oct 4, 2002 | Oct 11, 2002 | 7 | Firm change | Other |