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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WC WALKER & ASSOCIATES, INC.

CRD 305814

FULLERTON, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:55b083e9-6e22-2ea5-49db-b113bb9ca3aa

Data as of Mar 10, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 1
Observed: Oct 9, 2019 to Mar 10, 2022
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

WC Walker & Associates, Inc.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $311MItem 5.F on the latest filing (2022-03-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $288M
Private client RAUM: $194MderivedItem 5.D individuals plus high net worth individuals
Private client share: 62%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 483
Individual clients: 69
High net worth clients: 71
SEC number: 801-117603
CRD: 305814
Filings on the tape: 13
First filed: Oct 9, 2019
Latest filed: Mar 10, 2022
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WALKER, WILLIAM, CRAIG	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	E	yes	05/1997	Oct 9, 2019	Mar 10, 2022

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2021	Mar 10, 2022	$311M	$288M	7	2	n/a	n/a
2020	Feb 26, 2021	$268M	$248M	7	2	n/a	n/a
2019	Mar 27, 2020	$168M	$143M	1	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$311M	$268M	15.9%	n/a	n/a	7	7	0	0

Relationships

Controls (1)

← WALKER, WILLIAM, CRAIGOwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Oct 9, 2019 to presentfactForm ADV

Registered with (1)

← DAWN MARIE BOWMANAdvisorregistration: previous registration
Nov 19, 2019 to Apr 4, 2023factForm ADV

Dated events

Occurred
Apr 4, 2023
Advisor changed firm
Dawn Marie Bowman left Wc Walker & Associates, Inc. for Mariner (registered 2023-02-28)
Form ADVobserved 6 days ago
Occurred
Oct 9, 2019
First Form ADV filing
Wc Walker & Associates, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55b083e9-6e22-2ea5-49db-b113bb9ca3aa
First observed: Oct 9, 2019
Last observed: Mar 10, 2022 55 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WC WALKER & ASSOCIATES, INC.

CRD 305814

FULLERTON, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:55b083e9-6e22-2ea5-49db-b113bb9ca3aa

Data as of Mar 10, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:31 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WALKER, WILLIAM, CRAIG

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

05/1997

Oct 9, 2019

Mar 10, 2022

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 10, 2022

$311M

$288M

n/a

2020

Feb 26, 2021

$268M

$248M

n/a

2019

Mar 27, 2020

$168M

$143M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$311M

$268M

15.9%

n/a