DFX Intelligence

D••• M•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

D••• M•••• B•••••

Advisor at M••••••

Fullerton, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 4, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Feb 28, 2023	n/a	yes	Fullerton, CA	Current employment
W• W••••• • A••••••••• I•••	Former SEC adviser	Nov 19, 2019	Apr 4, 2023	no	FULLERTON, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W• W••••• • A••••••••• I•••	M••••••	Apr 4, 2023	Feb 28, 2023	-35	Firm change after gap	RIA to ibd
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	W• W••••• • A••••••••• I•••	Apr 23, 2020	Nov 19, 2019

Relationships

Registered with (3)

→ M••••••Registered adviserregistration: current employment
Feb 28, 2023 to presentfactForm ADV
→ W• W••••• • A••••••••• I•••Registered adviserregistration: previous registration
Nov 19, 2019 to Apr 4, 2023factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Nov 4, 2019 to Apr 23, 2020factForm ADV

Dated events

Order

Occurred
4 Apr 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 4, 2019
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.