DFX Intelligence

K•••• D••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)37 years in industry

K•••• D••••• G••••

Advisor at K••••• A••••••• S•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:55b0e608-098d-af62-64a7-2b1899e0fedf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 24, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 28, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 29, 2016	n/a	yes	AUSTIN, TX\|Dallas, TX\|DALLAS, TX	Current employment
F•••••••• T••••••• I•••	Former SEC adviser	Jan 6, 2012	Aug 20, 2014	no	SAN RAFAEL, CA\|FORT WORTH, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• T••••••• I•••	K••••• A••••••• S•••••••• L••	Aug 20, 2014	Apr 29, 2016	618	Firm change after gap	Other
H••••••••• E•••••••• B•••••••• L••	F•••••••• T••••••• I•••	Dec 31, 2011	Jan 6, 2012

Relationships

Registered with (5)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 29, 2016 to presentfactForm ADV
→ F•••••••• T••••••• I•••Registered adviserregistration: previous registration
Jan 6, 2012 to Aug 20, 2014factForm ADV
→ H••••••••• E•••••••• B•••••••• L••Registered adviserregistration: previous registration
Mar 7, 2011 to Dec 31, 2011factForm ADV
→ L•••• F••• A••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55b0e608-098d-af62-64a7-2b1899e0fedf
First observed: Oct 24, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.