DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
RIDGELAND, MS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 15, 2022 | n/a | yes | RIDGELAND, MS | Current employment |
| U•• F•••••••• S••••••• I••• | Wirehouse | Sep 18, 2014 | Nov 23, 2022 | no | Jackson, MS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U•• F•••••••• S••••••• I••• | L•• F•••••••• L•• | Nov 23, 2022 | Nov 15, 2022 | -8 | Firm change | Wirehouse to RIA |
| L•• F•••••••• L•• | U•• F•••••••• S••••••• I••• | Sep 22, 2014 | Sep 18, 2014 |
| L•• F•••••••• L•• |
| Bd affiliated wealth |
| Jul 5, 2011 |
| Sep 22, 2014 |
| no |
| BROOKHAVEN, MS|HAZLEHURST, MS|MCCOMB, MS|TYLERTOWN, MS |
| Previous registration |
| U•••• F•••••••• S••••••• G••••• I••• | n/a | May 23, 2005 | Jul 5, 2011 | no | BROOKHAVEN, MS|RIDGELAND, MS|MADISON, MS|HAZLEHURST, MS|MCCOMB, MS|TYLERTOWN, MS|MADISON, MS|WELLSBORO, PA | Previous registration |
| -4 |
| Firm change |
| Other |
| U•••• F•••••••• S••••••• G••••• I••• | L•• F•••••••• L•• | Jul 5, 2011 | Jul 5, 2011 | 0 | Bulk transfer | Other |