J••• M••• D••••• B••••

• L•• F•••••••• L•• BD affiliated current
  since Nov 15, 2022 · Ridgeland, Ms
• U•• F•••••••• S••••••• I••• wirehouse
  Sep 18, 2014 to Nov 23, 2022 · Jackson, Ms
• L•• F•••••••• L•• BD affiliated
  Jul 5, 2011 to Sep 22, 2014 · Brookhaven, Ms
• U•••• F•••••••• S••••••• G••••• I••• unclassified
  May 23, 2005 to Jul 5, 2011 · Brookhaven, Ms

• U•• F•••••••• S••••••• I••• to L•• F•••••••• L••
  left Nov 23, 2022, registered Nov 15, 2022 (-8 days) · Wirehouse to independent RIA
• L•• F•••••••• L•• to U•• F•••••••• S••••••• I•••
  left Sep 22, 2014, registered Sep 18, 2014 (-4 days) · Other
• U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••
  left Jul 5, 2011, registered Jul 5, 2011 (0 days) · corporate re-registration, not a move

• ••• Locked
  Nov 23, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

34derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address