DFX Intelligence
Data Factory
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Reading the graph
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Advisor at F••• P•••• C•••••• P••••••• L••
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••• P•••• C•••••• P••••••• L•• | Independent wealth | Jun 16, 2008 | n/a | yes | SAN FRANCISCO, CA | Current employment |
| S•••••••• L•• | Former SEC adviser | Sep 5, 2017 | May 14, 2018 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• L•• | n/a | May 14, 2018 | n/a | n/a | Departure no registered destination | Departure |
| P••••••• C•••••• A••••••• L•• | P••••••• C•••••• A•••••••• L•• | Jun 19, 2008 | Jul 8, 2005 | -1,077 |
| P••••••• C•••••• A•••••••• L•• | n/a | Jul 8, 2005 | Jun 19, 2008 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| P••••••• C•••••• A••••••• L•• | Former SEC adviser | Jul 8, 2005 | Jun 19, 2008 | no | SAN FRANCISCO, CA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Nov 29, 1999 | Jul 20, 2005 | no | SAN FRANCISCO, CA | Previous registration |
| Firm change after gap |
| Other |
| P••••••• C•••••• A•••••••• L•• | F••• P•••• C•••••• P••••••• L•• | Jun 19, 2008 | Jun 16, 2008 | -3 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | P••••••• C•••••• A••••••• L•• | Jul 20, 2005 | Jul 8, 2005 | -12 | Firm change | Other |