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Advisor at CETERA INVESTMENT ADVISERS LLC
Portage, MI | Saint Joseph, MI | Lowell, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Apr 20, 2026 | n/a | yes | Portage, MI|Lowell, MI|Saint Joseph, MI | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Mar 31, 2016 | Apr 20, 2026 | no | PORTAGE, MI|Saint Joseph, MI|SARNAC, MI|GRAND RAPIDS, MI|Lowell, MI|Benton Harbor, MI | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 17, 2013 | Nov 10, 2015 | no | Greenville, SC | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 6, 2011 | Jun 25, 2013 | no | ST. JOSEPH, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | CETERA INVESTMENT ADVISERS LLC | Apr 20, 2026 | Apr 20, 2026 | 0 | Firm change | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | COMMONWEALTH FINANCIAL NETWORK | Nov 10, 2015 | Mar 31, 2016 | 142 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:105644:MI:2026-04-20 | Apr 20, 2026 | Apr 20, 2026 | BENTON HARBOR, MI | Firm change |