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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

Craig A. Pruett

Advisor at J.P. MORGAN SECURITIES LLC

Columbus, OH | MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:55c0286f-9c6c-2930-d650-2189b21b8a93

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 13, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 25, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 5
Exams: S63|S65
First exam: Jan 25, 1984
First registration: Nov 13, 2003
Dual registered: yes, broker-dealer
Other names: CRAIG ALAN PRUETT
IAPD individual key: 1189200

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	n/a	yes	MORRISTOWN, NJ\|Columbus, OH	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Sep 11, 2012	Oct 1, 2012	no	MORRISTOWN, NJ	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Sep 21, 2012	no	FLORHAM PARK, NJ\|Morristown, NJ\|Morristown, NJ	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 7, 2005	Jun 1, 2009	no	FLORHAM PARK, NJ\|FLORHAM PARK, NJ	Previous registration
BNY MELLON SECURITIES CORPORATION	Other adviser	Nov 13, 2003	Nov 29, 2005	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
MORGAN STANLEY	CHASE INVESTMENT SERVICES CORP.	Sep 21, 2012	Sep 11, 2012	-10	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
BNY MELLON SECURITIES CORPORATION	CITIGROUP GLOBAL MARKETS INC.	Nov 29, 2005	Dec 7, 2005	8	Firm change	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Sep 11, 2012 to Oct 1, 2012factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Sep 21, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 7, 2005 to Jun 1, 2009factForm ADV
→ BNY MELLON SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Nov 13, 2003 to Nov 29, 2005factForm ADV

Dated events

No dated event names this entity yet.