DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
NEW HAVEN, CT | FAIRFIELD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Mar 14, 2014 | n/a | yes | FAIRFIELD, CT|NEW HAVEN, CT | Current employment |
| W••••• I•••••••• S•••••• I•• | Other adviser | Jan 24, 2012 | Mar 19, 2014 | no | SHELTON, CT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••• I•••••••• S•••••• I•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Mar 19, 2014 | Mar 14, 2014 | -5 | Firm change | Other |
| W••••• P•••••• A•••• M••••••••• L•• | W••••• I•••••••• S•••••• I•• | Mar 19, 2014 | Jan 24, 2012 |
| W••••• P•••••• A•••• M••••••••• L•• | Mixed wealth | Jul 24, 2006 | Mar 19, 2014 | no | SHELTON, CT | Previous registration |
| W••••• I•••••••• S•••••• I•• | Other adviser | Apr 12, 1996 | Jul 20, 2006 | no | MILFORD, CT | Previous registration |
| -785 |
| Channel change |
| Other |
| W••••• I•••••••• S•••••• I•• | W••••• P•••••• A•••• M••••••••• L•• | Jul 20, 2006 | Jul 24, 2006 | 4 | Firm change | Other |