DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant|Chartered Financial Analyst26 years in industry

JOHN OTTO HETZEL

Advisor at NFWM

PLANO, TX | Plano, TX | RICHLAND, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:55d1ddf9-3e2c-4bbc-242f-a77cdbb42bf7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Oct 21, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NFWM
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 30, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 3
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant|Chartered Financial Analyst
Exams: S66
First exam: Mar 30, 2000
First registration: Oct 21, 2005
Dual registered: no
IAPD individual key: 4147688

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Nfwm	Independent wealth	Oct 2, 2024	n/a	yes	PLANO, TX	Current employment
POMONA WEALTH MANAGEMENT, LLC	Mixed wealth	Apr 18, 2024	n/a	yes	Plano, TX\|RICHLAND, WA	Current employment
SK ADVISOR NETWORK, LLC	Independent wealth	Dec 20, 2021	n/a	yes	PLANO, TX	Current employment
Nfwm	Independent wealth	Dec 20, 2021	Oct 2, 2024	no	PLANO, TX	Previous registration
BEAIRD HARRIS	Independent wealth	Jun 7, 2012	Jan 24, 2022	no	DALLAS, TX	Previous registration
JWA FINANCIAL GROUP, INC.	Former SEC adviser	Sep 15, 2008	May 23, 2012	no	DALLAS, TX	Previous registration
CADENCE FINANCIAL ADVISORS, LLC	State registered	Oct 10, 2006	Sep 25, 2008	no	ALLEN, TX	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Oct 21, 2005	Sep 12, 2006	no	IRVING, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Nfwm	SK ADVISOR NETWORK, LLC	Oct 2, 2024	Dec 20, 2021	-1,017	Firm change after gap	Other
BEAIRD HARRIS	Nfwm	Jan 24, 2022	Dec 20, 2021	-35	Firm change after gap	RIA to new firm
JWA FINANCIAL GROUP, INC.	BEAIRD HARRIS	May 23, 2012	Jun 7, 2012	15	Firm change	Other
CADENCE FINANCIAL ADVISORS, LLC	JWA FINANCIAL GROUP, INC.	Sep 25, 2008	Sep 15, 2008	-10	Firm change	Other
STRATEGIC ADVISERS LLC	CADENCE FINANCIAL ADVISORS, LLC	Sep 12, 2006	Oct 10, 2006	28	Firm change	Ibd to state RIA

Relationships

Registered with (7)

→ NFWMRegistered adviserregistration: previous registration
Dec 20, 2021 to Oct 2, 2024factForm ADV
→ POMONA WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 18, 2024 to presentfactForm ADV
→ SK ADVISOR NETWORK, LLCRegistered adviserregistration: current employment
Dec 20, 2021 to presentfactForm ADV
→ BEAIRD HARRISRegistered adviserregistration: previous registration
Jun 7, 2012 to Jan 24, 2022factForm ADV
→ JWA FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Sep 15, 2008 to May 23, 2012factForm ADV
→ CADENCE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 10, 2006 to Sep 25, 2008factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Oct 21, 2005 to Sep 12, 2006factForm ADV

Dated events

Occurred
Oct 2, 2024
Advisor changed firm
John Otto Hetzel left Nfwm for Sk Advisor Network, Llc (registered 2021-12-20)
Form ADVobserved 5 days ago
Occurred
Jan 24, 2022
Advisor changed firm
John Otto Hetzel left Beaird Harris for Nfwm (registered 2021-12-20)
Form ADVobserved 5 days ago