DFX Intelligence

N•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

N•••

NO FATE BWWM, LLC, CRD 317406

PLANO, TX

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Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Oct 25, 2021 to Mar 31, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.58 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $312M••• Locked
Discretionary RAUM: $310M
Private client RAUM: $182Mderived••• Locked
Private client share: 58%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $156Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• O••• H•••••	Certified Financial Planner\|Chartered Financial Consultant\|Chartered Financial Analyst	PLANO, TX \| Plano, TX \| RICHLAND, WA	4	26	5	no
K•••• J•••• F••••	Certified Financial Planner\|Chartered Financial Analyst	RICHLAND, WA \| Richland, WA \| PLANO, TX	2

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••• J•••• O•••	MANAGING MEMBER,PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	10/2021	Oct 25, 2021	Oct 12, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S• A•••••• N••••••• L••	n/a	Independent wealth	$272M	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$312M	$149M	108.9%	$102M	45.1%	2	2	0	0

Relationships

Affiliated with (2)

→ S• A•••••• N••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV
← S• A•••••• N••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV

Registered with (2)

← J••• O••• H•••••Advisorregistration: previous registration
Dec 20, 2021 to Oct 2, 2024factForm ADV
← K•••• J•••• F••••

Dated events

Order

Occurred
31 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$163M
Occurred
2 Oct 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
25 Oct 2021
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 25, 2021
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.