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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

SCOTT NORMAN SETTLE

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

Everett, WA | Kirkland, WA

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Search this name across graphsid dfx:ria:55dd7484-e6ba-7487-5e82-f8f9710ce73e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 28, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 7, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 7, 2000
First registration: Aug 28, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 4137325

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Nov 22, 2023	n/a	yes	Kirkland, WA\|Everett, WA	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 5, 2018	Nov 21, 2023	no	ISSAQUAH, WA\|BELLEVUE, WA	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Mar 31, 2009	Nov 13, 2018	no	BELLEVUE, WA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Mar 23, 2009	no	KIRKLAND, WA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jan 2, 2003	Jan 1, 2008	no	KIRKLAND, WA\|ST. LOUIS, MO\|KIRKLAND, WA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 28, 2000	Sep 30, 2002	no	EVERETT, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	RAYMOND JAMES & ASSOCIATES, INC.	Nov 21, 2023	Nov 22, 2023	1	Firm change	Ibd to ibd
HORNOR, TOWNSEND & KENT, LLC	WOODBURY FINANCIAL SERVICES, INC.	Nov 13, 2018	Nov 5, 2018	-8	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	HORNOR, TOWNSEND & KENT, LLC	Mar 23, 2009	Mar 31, 2009	8	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	A. G. EDWARDS & SONS, INC.	Sep 30, 2002	Jan 2, 2003	94	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
421:705:WA:2023-11-20	Nov 21, 2023	Nov 22, 2023	BELLEVUE, WA	Firm change
4031:421:WA:2018-11-13	Nov 13, 2018	Nov 5, 2018	BELLEVUE, WA	Firm change

Relationships

Registered with (6)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Nov 22, 2023 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 5, 2018 to Nov 21, 2023factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Mar 31, 2009 to Nov 13, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Mar 23, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jan 2, 2003 to Jan 1, 2008factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 28, 2000 to Sep 30, 2002factForm ADV

Dated events

Occurred
Nov 21, 2023
Advisor changed firm
Scott Norman Settle left Woodbury Financial Services, Inc. for Raymond James & Associates, Inc. (registered 2023-11-22)
Form ADVobserved 5 days ago