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Advisor at PALOMAR ADVISORS INC.
TEMECULA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PALOMAR ADVISORS INC. | Mixed wealth | Jan 15, 2020 | n/a | yes | TEMECULA, CA | Current employment |
| AMERITAS ADVISORY SERVICES | Former SEC adviser | May 11, 2016 | Nov 30, 2016 | no | TEMECULA, CA|LINCOLN, NE|Chino Hills, CA | Previous registration |
| ESI FINANCIAL ADVISORS | Independent wealth | Apr 23, 2014 | Mar 18, 2016 | no | MONTPELIER, VT|SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | May 7, 2010 | Jan 10, 2014 | no | SAN DIEGO, CA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 18, 2002 | Apr 30, 2010 | no | MURRIETA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERITAS ADVISORY SERVICES | PALOMAR ADVISORS INC. | Nov 30, 2016 | Jan 15, 2020 | 1,141 | Firm change after gap | Other |
| ESI FINANCIAL ADVISORS | AMERITAS ADVISORY SERVICES | Mar 18, 2016 | May 11, 2016 | 54 | Firm change | Other |
| PRUCO SECURITIES, LLC | ESI FINANCIAL ADVISORS | Jan 10, 2014 | Apr 23, 2014 | 103 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | PRUCO SECURITIES, LLC | Apr 30, 2010 | May 7, 2010 | 7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 265:14869:CA:2016-03-10 | Mar 18, 2016 | May 11, 2016 | SAN DIEGO, CA | Firm change |