DFX Intelligence

R••••• G• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

R••••• G• S••••••••

Advisor at P•••••••• G••••• A•••• M••••••••• L••

P••••••••, NJ

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Search this name across graphsid dfx:ria:55e2fd14-a01f-04d2-1fbe-b7cff2c75c33

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 23, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• G••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 30, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• G••••• A•••• M••••••••• L••	Independent wealth	Sep 18, 2017	n/a	yes	P••••••••, NJ	Current employment
P•••••• F••••••••	n/a	Aug 2, 2017	Nov 1, 2017	no	NEWTOWN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• F••••••••	P•••••••• G••••• A•••• M••••••••• L••	Nov 1, 2017	Sep 18, 2017	-44	Firm change after gap	Other
C••••• F••••••••• W••••• P•••••••• L••	P•••••• F••••••••	Jul 12, 2017	Aug 2, 2017

Relationships

Registered with (5)

→ P•••••••• G••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Sep 18, 2017 to presentfactForm ADV
→ P•••••• F••••••••Registered adviserregistration: previous registration
Aug 2, 2017 to Nov 1, 2017factForm ADV
→ C••••• F••••••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Sep 19, 2016 to Jul 12, 2017factForm ADV
→ P••• A••••• S••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55e2fd14-a01f-04d2-1fbe-b7cff2c75c33
First observed: Feb 23, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.