This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$921MItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$883M

Private client RAUM

$882MderivedItem 5.D individuals plus high net worth individuals

Private client share

96%derivedprivate client RAUM over total RAUM

Advisors on IAPD

21

RAUM per advisor

• Occurred

  Mar 20, 2025
  Regulatory AUM changed

  P•••••••• G••••• A•••• M••••••••• L•• reported RAUM $782.8M, up 29% from $605.8M (2025-01-29 to 2025-03-20)

  Form ADVobserved 6 days ago
  $177M
• Occurred

  Dec 2, 2024
  Team lift-out

  2 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (Bethesda, MD) for P•••••••• G••••• A•••• M••••••••• L•• on the same day

  Form ADVobserved 6 days ago
  2 advisors
• Occurred

  Mar 15, 2022
  Control person left

  Alexander Anne Williams (Managing Member) no longer on Schedule A of P•••••••• G••••• A•••• M••••••••• L•• (listed 2021-06-17, absent 2022-03-15)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ce81ad24-6088-b32e-02a2-7f557df27ebc

First observed

Mar 26, 2012

Last observed

Mar 24, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.