DFX Intelligence

N•••••• A•••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

N•••••• A•••• P•••••

Advisor at C••••••••• W••••• A•••••••

CINCINNATI, OH

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Search this name across graphsid dfx:ria:55e7b579-ebb3-f83b-acb7-d036def89ebd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 12, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• A•••••••	Independent wealth	Mar 25, 2023	n/a	yes	CINCINNATI, OH	Current employment
R••••• D•••••• F•••••••• A••••••• L••	Former SEC adviser	Jun 22, 2022	Feb 10, 2023	no	CINCINNATI, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• D•••••• F•••••••• A••••••• L••	C••••••••• W••••• A•••••••	Feb 10, 2023	Mar 25, 2023	43	Firm change	RIA to RIA
R••••• D•••••• F•••••••• A••••••• L••	R••••• D•••••• F•••••••• A••••••• L••	Jun 29, 2022	Jun 22, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
119901:321827:OH:2022-06-29	Jun 29, 2022	Jun 22, 2022	CINCINNATI, OH	Firm change

Relationships

Registered with (3)

→ C••••••••• W••••• A•••••••Registered adviserregistration: current employment
Mar 25, 2023 to presentfactForm ADV
→ R••••• D•••••• F•••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 22, 2022 to Feb 10, 2023factForm ADV
→ R••••• D•••••• F•••••••• A••••••• L••Registered adviserregistration: previous registration
May 12, 2022 to Jun 29, 2022factForm ADV

Dated events

Occurred
Feb 10, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55e7b579-ebb3-f83b-acb7-d036def89ebd
First observed: May 12, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.