DFX Intelligence
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Q••••••• CAPITAL GROUP LLC, CRD 147253
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••• M••••••• W••••••• | Chartered Financial Analyst | CINCINNATI, OH | 15 | 30 | 2 | no |
| P•••••• A••• L••••• | n/a | CINCINNATI, OH | 15 | 18 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| Q••••••• P•••••• C•••••• S•••••••• P•••••••• L• | Private Equity Fund | $1.1B | Jul 30, 2026 | 125 | Feb 14, 2022 | reported | 021-421750 |
| T•••• Q••••••• | Private Equity Fund | $90.5M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••••• K••••• A••• | PARTNER & CHIEF EXECUTIVE OFFICER | Na | yes | 01/2026 | Jul 30, 2026 | Jul 30, 2026 |
| P•• Q•• H•••••••• L•• | Member | D | yes | 01/2022 | Jul 30, 2026 | Jul 30, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| Q••••••• G• L•• | n/a | n/a | n/a | Y | yes | n/a |
| Q••••••• P•• G• L•• | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Cincinnati | Oh | United States | 3 | no |
| Franklin | Tn | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 1 | 0 | 6.7% | 1 | 0 | 0 | 2 | 6 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $5.4B | $4.7B | 15.8% | $3.0B | 21.0% | 26 | 31 | 1 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| M•• C•••••• M••••••••• L•• | 2 | Apr 25, 2025 | May 14, 2025 | CINCINNATI, OH | Team lift out | RIA to RIA | 14.3% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| C••••••••• W••••• A•••••••• L•• | 5 | May 28, 2020 | Mar 24, 2020 | CINCINNATI, OH | Firm absorbed | Other | 62.5% |
| no |
| E•••• B••••••••• R••• | Certified Financial Planner | CINCINNATI, OH | 11 | 14 | n/a | no |
| K•••• B•••• T••••• | Certified Financial Planner | CINCINNATI, OH | 9 | 11 | 1 | no |
| A••• K• P••••••• | Certified Financial Planner | CINCINNATI, OH | 6 | 12 | n/a | no |
| C••••• N••••• R••• | Certified Financial Planner|Chartered Financial Analyst | CINCINNATI, OH | 6 | 30 | 1 | no |
| N••••••• C••••• R••••• | n/a | CINCINNATI, OH | 6 | 19 | 2 | no |
| A••• D•••• M••••• | Certified Financial Planner | CINCINNATI, OH | 6 | 13 | 2 | no |
| M•••••• W••••••••• | Chartered Financial Analyst | CINCINNATI, OH | 5 | 11 | n/a | no |
| D•••• J••• S••••••••• | n/a | CINCINNATI, OH | 3 | 10 | n/a | no |
| N•••••• A•••• P••••• | Certified Financial Planner | CINCINNATI, OH | 3 | 13 | 2 | no |
| T••••• M••••••••• | n/a | CINCINNATI, OH | 1 | 10 | n/a | no |
| L••••• C•••••• G•••••• | n/a | CINCINNATI, OH | 1 | 13 | n/a | no |
| S••••• W••••• N•••••• | n/a | CINCINNATI, OH | Franklin, TN | 0 | 10 | 1 | no |
| B•••••• R••• | n/a | CINCINNATI, OH | 0 | 11 | 1 | no |
| 87 |
| Mar 9, 2019 |
| reported |
| 021-331186 |
| Q••••••• P•••••• C•••••• S•••••••• F••• | Private Equity Fund | $16.4M | Jul 30, 2026 | 36 | Jan 3, 2017 | reported | 021-277634 |
| B••• W•••• Q••••••• | Private Equity Fund | $15.9M | Jul 30, 2026 | 48 | Jan 3, 2017 | reported | 021-276373 |
| Q• R••• E••••• N•••••••• F••• | Real Estate Fund | $58,748 | Dec 26, 2023 | 9 | Aug 30, 2012 | dropped | 021-179945 |
| PARTNER & CHIEF INVESTMENT OFFICER |
| Na |
| yes |
| 01/2026 |
| Jul 30, 2026 |
| Jul 30, 2026 |
| L•••••• P••••••• A••• | MEMBER & SOLE MANAGER | F | yes | 01/2022 | Feb 16, 2012 | Sep 20, 2024 |
| L•••••• P••••••• A••• | MANAGING PARTNER & CO-FOUNDER | Na | yes | 02/2008 | Feb 16, 2012 | Sep 20, 2024 |
| T•••••• J••••• W••••• | CHIEF FINANCIAL OFFICER | Na | yes | 08/2021 | Mar 23, 2022 | Sep 20, 2024 |
| V••••• L•• | Member | D | yes | 01/2022 | Feb 14, 2022 | Sep 20, 2024 |
| W•••••••• J•••• M••••••• | MANAGING PARTNER & CO-FOUNDER | C | yes | 08/2008 | Feb 16, 2012 | Sep 20, 2024 |
| H••••• P••••••• D••••• | CHIEF COMPLIANCE OFFICER | Na | no | 11/2020 | Jul 30, 2026 | Jul 30, 2026 |
| Feb 20, 2026 |
| $5.4B |
| $5.3B |
| 26 |
| 20 |
| 1 |
| 4 |
| n/a |
| 2024 | Mar 31, 2025 | $4.7B | $2.7B | 31 | 23 | 2 | 4 | n/a |
| 2023 | Mar 28, 2024 | $3.9B | $2.2B | 31 | 24 | 2 | 4 | $579M |
| 2022 | Mar 30, 2023 | $3.0B | $1.7B | 30 | 24 | 2 | 5 | $398M |
| 2021 | Mar 23, 2022 | $3.0B | $1.7B | 25 | 24 | 1 | 5 | $236M |
| 2020 | Jan 31, 2021 | $2.0B | $1.1B | 19 | 15 | 0 | 4 | $90.8M |
| 2019 | Feb 7, 2020 | $1.5B | $741M | 11 | 9 | 0 | 4 | $66.9M |
| 2018 | Mar 9, 2019 | $829M | $436M | 11 | 9 | 0 | 4 | $41.6M |
| 2017 | Mar 5, 2018 | $606M | $539M | 12 | 5 | 0 | 3 | $30.9M |
| 2016 | Jan 27, 2017 | $582M | $325M | 7 | 5 | n/a | 3 | $15.1M |
| 2015 | Mar 1, 2016 | $520M | $244M | 6 | 5 | n/a | 1 | $3.9M |
| 2014 | Feb 27, 2015 | $523M | $286M | 6 | 5 | n/a | 1 | $4.9M |
| 2013 | Feb 11, 2014 | $337M | $223M | 4 | 3 | n/a | 1 | $4.2M |
| 2012 | Feb 26, 2013 | $274M | $185M | 4 | 3 | n/a | 1 | $4.2M |
| 2011 | Feb 16, 2012 | $167M | $167M | n/a | n/a | n/a | n/a | n/a |