DFX Intelligence

S•••• B••••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)31 years in industry

S•••• B••••••• P•••••

Advisor at V•••••• A•••••••• I•••

Winter Park, FL

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Search this name across graphsid dfx:ria:55ed003d-1073-96a9-48d0-c46a13a06487

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 11, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 11, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••• A•••••••• I•••	Bd affiliated wealth	Feb 2, 2024	n/a	yes	Winter Park, FL	Current employment
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Dec 22, 2009	Feb 21, 2024	no	WINTER PARK, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• P•••••••	V•••••• A•••••••• I•••	Feb 21, 2024	Feb 2, 2024	-19	Firm change	Ibd to ibd
L•• F•••••••• L••	I••••••••• F•••••••• P•••••••	Jun 9, 2009	Dec 22, 2009

Relationships

Registered with (4)

→ V•••••• A•••••••• I•••Registered adviserregistration: current employment
Feb 2, 2024 to presentfactForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Dec 22, 2009 to Feb 21, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 8, 2004 to Jun 9, 2009factForm ADV
→ W• G••••••• S••••••••• I•••Registered adviser

Dated events

Occurred
Feb 21, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55ed003d-1073-96a9-48d0-c46a13a06487
First observed: Aug 11, 1995
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.