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Advisor at RBC CAPITAL MARKETS, LLC
Milwaukie, OR | PORTLAND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Sep 20, 2021 | n/a | yes | PORTLAND, OR|Milwaukie, OR | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 9, 2016 | Sep 21, 2021 | no | PORTLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RBC CAPITAL MARKETS, LLC | Sep 21, 2021 | Sep 20, 2021 | -1 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:31194:OR:2021-09-21 | Sep 21, 2021 | Sep 20, 2021 | PORTLAND, OR | Firm change |