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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

JORGE BUSTAMANTE

Advisor at STRATEGIC ADVISERS LLC

TUKWILA, WA | SUMNER, WA

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Search this name across graphsid dfx:ria:5616f9b4-305d-aab9-948b-147f68a7a995

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 11, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 23, 2018
First registration: Jun 11, 2018
Dual registered: yes, broker-dealer
Other names: JORGE ANTONIO BUSTAMANTE|Jorge Bustamante
IAPD individual key: 6669578

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	TUKWILA, WA\|SUMNER, WA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Sep 7, 2023	Mar 31, 2025	no	TUKWILA, WA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 19, 2021	Aug 7, 2023	no	SEATTLE, WA	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jun 26, 2019	Mar 18, 2021	no	Kirkland, WA	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Jun 11, 2018	Dec 21, 2018	no	SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Aug 7, 2023	Sep 7, 2023	31	Firm change	Ibd to ibd
RAYMOND JAMES & ASSOCIATES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Mar 18, 2021	Mar 19, 2021	1	Firm change	Ibd to ibd
HORNOR, TOWNSEND & KENT, LLC	RAYMOND JAMES & ASSOCIATES, INC.	Dec 21, 2018	Jun 26, 2019	187	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Sep 7, 2023 to Mar 31, 2025factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 19, 2021 to Aug 7, 2023factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jun 26, 2019 to Mar 18, 2021factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Jun 11, 2018 to Dec 21, 2018factForm ADV

Dated events

Occurred
Aug 7, 2023
Advisor changed firm
Jorge Bustamante left Ameriprise Financial Services, Llc for Fidelity Personal And Workplace Advisors (registered 2023-09-07)
Form ADVobserved 5 days ago