DFX Intelligence
Data Factory
Reading the graph
Reading the graph
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Advisor at S•••••• P••••••• I••••••••• A•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• P••••••• I••••••••• A•••••••• L•• | Bd affiliated wealth | Apr 14, 2016 | n/a | yes | Portsmouth, NH|STAMFORD, CT|NAPLES, FL | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Nov 18, 2014 | Dec 8, 2016 | no | PORTSMOUTH, NH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | S•••••• P••••••• I••••••••• A•••••••• L•• | Dec 8, 2016 | Apr 14, 2016 | -238 | Firm change after gap | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Nov 17, 2014 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:283004:NH:2016-12-08 | Dec 8, 2016 | Apr 14, 2016 | PORTSMOUTH, NH | Firm change after gap |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Nov 20, 2006 | Nov 17, 2014 | no | PORTSMOUTH, NH | Previous registration |
| P•••• S••••••••• L•• | No RAUM reported | Dec 10, 2003 | Nov 20, 2006 | no | ELIOT, ME|ELIOT, ME | Previous registration |
| 1 |
| Firm change |
| Other |
| P•••• S••••••••• L•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Nov 20, 2006 | Nov 20, 2006 | 0 | Firm change | Other |