DFX Intelligence

C•••• A••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner37 years in industry

C•••• A••• S••••••

Advisor at R•• A•••••••

HOUSTON, TX

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Search this name across graphsid dfx:ria:561f3b8c-360a-3382-1966-b33af068b0ae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 21, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• A•••••••	Independent wealth	Nov 20, 2018	n/a	yes	HOUSTON, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 8, 2016	Nov 8, 2018	no	SUGARLAND, TX\|HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R•• A•••••••	Nov 8, 2018	Nov 20, 2018	12	Firm change	RIA to RIA
P•• M•••••• A•••••• S••••••••• I•••	L•• F•••••••• L••	Aug 2, 2016	Aug 8, 2016

Relationships

Registered with (6)

→ R•• A•••••••Registered adviserregistration: current employment
Nov 20, 2018 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 8, 2016 to Nov 8, 2018factForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 15, 2010 to Aug 2, 2016factForm ADV
→ S• J•••• W••••• M•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:561f3b8c-360a-3382-1966-b33af068b0ae
First observed: Mar 22, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.