DFX Intelligence

B••• M••••• I••••••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

B••• M••••• I••••••••• M••••••••• I•••

CRD 288871

BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:562057ad-f2ad-ea97-bc08-0620895e7fc9

Data as of Jan 12, 2018 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 1
On other graphs: 0
Observed: Jun 23, 2017 to Jan 12, 2018
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 7
Employees: 1
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Custody, client assets: $0
SEC number: 801-110878

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
L•••••• D•••• M••••	n/a	MIAMI, FL	8	10	n/a	yes
P•••• A••••••	n/a	MIAMI, FL	5	10

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••• C•••••• T•••• S•	Owner	E	yes	04/2017	Jun 23, 2017	Jan 12, 2018
M••••• L••••••• D••••	CHIEF EXECUTIVE OFFICER	Na	yes	04/2017	Jun 23, 2017	Jan 12, 2018

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••• M••••• B•••••• S•••	n/a	n/a	n/a	N	yes	n/a
B••• M••••• S••••••••• I•••	n/a	n/a	n/a	N	yes	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	2	0

Relationships

Registered with (7)

← E•••••• T•••••••Advisorregistration: current employment
Jun 23, 2026 to presentfactForm ADV
← M••••••• V•••••••Advisorregistration: current employment
Jun 17, 2026 to presentfactForm ADV
← M••••••••• S•••••••• S•••••Advisorregistration: previous registration
May 16, 2019 to Jun 1, 2023factForm ADV
← A••••• D••••• P•••••••

Dated events

Occurred
Jun 23, 2017
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:562057ad-f2ad-ea97-bc08-0620895e7fc9
First observed: Jun 23, 2017
Last observed: Jan 12, 2018 105 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.