DFX Intelligence

E•••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

E•••••• T•••••••

Advisor at B••• M••••• I••••••••• M••••••••• I•••

BRONX, NY | MIAMI, FL

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Search this name across graphsid dfx:ria:c7e8da30-4224-dd19-34e9-db4f7ed7673b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Nov 3, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• M••••• I••••••••• M••••••••• I•••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• M••••• I••••••••• M••••••••• I•••	Former SEC adviser	Jun 23, 2026	n/a	yes	BRONX, NY\|MIAMI, FL	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	Oct 4, 2023	Apr 15, 2025	no	NEW YORK, NY\|WESTWOOD, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••• W•••••	C••••••• S••••••••• I•••	Apr 15, 2025	Oct 4, 2023	-559	Firm change after gap	Ibd to ibd
C••••••• S••••••••• I•••	B••• M••••• I••••••••• M••••••••• I•••	Apr 15, 2025	Jun 23, 2026

Relationships

Registered with (6)

→ B••• M••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Jun 23, 2026 to presentfactForm ADV
→ C••••••• P•••••• W•••••Registered adviserregistration: previous registration
Oct 3, 2023 to Apr 15, 2025factForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 4, 2023 to Apr 15, 2025factForm ADV
→ D••••••• B••• S••••••••• I•••

Dated events

Occurred
Apr 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7e8da30-4224-dd19-34e9-db4f7ed7673b
First observed: Nov 3, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.