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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

ANNETTE MARIE MANON

Advisor at MORA CAPITAL MANAGEMENT, LLC

MIAMI, FL

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Search this name across graphsid dfx:ria:56269e27-4ce1-d5d7-88f0-50bb599bda09

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 18, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORA CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Dec 1, 1997
First registration: Dec 18, 1997
Dual registered: yes, broker-dealer
Other names: ANNETTE M MANON
IAPD individual key: 2905638

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORA CAPITAL MANAGEMENT, LLC	Independent wealth	Jan 8, 2025	n/a	yes	MIAMI, FL	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 12, 2003	Aug 20, 2012	no	MIAMI, FL\|MIAMI, FL	Previous registration
RIGGS SECURITIES INC.	n/a	Dec 20, 2002	Nov 24, 2003	no	WASHINGTON, DC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 18, 1997	Aug 23, 2002	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	MORA CAPITAL MANAGEMENT, LLC	Aug 20, 2012	Jan 8, 2025	4,524	Firm change after gap	Other
RIGGS SECURITIES INC.	LPL FINANCIAL LLC	Nov 24, 2003	Dec 12, 2003	18	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RIGGS SECURITIES INC.	Aug 23, 2002	Dec 20, 2002	119	Firm change	Other

Relationships

Registered with (4)

→ MORA CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 8, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 12, 2003 to Aug 20, 2012factForm ADV
→ RIGGS SECURITIES INC.Registered adviserregistration: previous registration
Dec 20, 2002 to Nov 24, 2003factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 18, 1997 to Aug 23, 2002factForm ADV

Dated events

No dated event names this entity yet.