DFX Intelligence

Data Factory

RIA / WealthAdvisor31 years in industry

TODD EDWIN ENGELHARDT

Advisor at F L PUTNAM INVESTMENT MANAGEMENT CO.

PROVIDENCE, RI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5629e15c-730d-61e4-a04b-b2af0f156c3d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F L PUTNAM INVESTMENT MANAGEMENT CO.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63|S65
First exam: Dec 22, 1994
First registration: Apr 20, 2006
Dual registered: no
Other names: Todd E Engelhardt
IAPD individual key: 1556820

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F L PUTNAM INVESTMENT MANAGEMENT CO.	Independent wealth	Jun 20, 2025	n/a	yes	PROVIDENCE, RI	Current employment
CUMBERLAND ADVISORS	Independent wealth	Nov 15, 2019	May 27, 2025	no	SARASOTA, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 7, 2013	Oct 8, 2013	no	SARASOTA, FL	Previous registration
HERITAGE ASSET MANAGEMENT INC	n/a	Apr 20, 2006	Nov 10, 2008	no	ST.PETERSBURG, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUMBERLAND ADVISORS	F L PUTNAM INVESTMENT MANAGEMENT CO.	May 27, 2025	Jun 20, 2025	24	Firm change	RIA to RIA
WELLS FARGO ADVISORS	CUMBERLAND ADVISORS	Oct 8, 2013	Nov 15, 2019	2,229	Firm change after gap	Wirehouse to RIA
HERITAGE ASSET MANAGEMENT INC	WELLS FARGO ADVISORS	Nov 10, 2008	Feb 7, 2013	1,550	Firm change after gap	Other

Relationships

Registered with (4)

→ F L PUTNAM INVESTMENT MANAGEMENT CO.Registered adviserregistration: current employment
Jun 20, 2025 to presentfactForm ADV
→ CUMBERLAND ADVISORSRegistered adviserregistration: previous registration
Nov 15, 2019 to May 27, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 7, 2013 to Oct 8, 2013factForm ADV
→ HERITAGE ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Apr 20, 2006 to Nov 10, 2008factForm ADV

Dated events

Occurred
May 27, 2025
Advisor changed firm
Todd Edwin Engelhardt left Cumberland Advisors for F L Putnam Investment Management Co. (registered 2025-06-20)
Form ADVobserved 5 days ago