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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst25 years in industry

CHRISTOPHER FRANK PALERMO

Advisor at BEACON POINTE ADVISORS, LLC

NEWPORT BEACH, CA | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:562f48a4-e084-4fc1-5788-5122ae48949d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 17, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BEACON POINTE ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 26, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S63|S66
First exam: Oct 26, 2000
First registration: May 17, 2005
Dual registered: no
IAPD individual key: 4207946

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BEACON POINTE ADVISORS, LLC	Independent wealth	Jan 13, 2015	n/a	yes	SCOTTSDALE, AZ\|NEWPORT BEACH, CA	Current employment
BEACON POINTE WEALTH ADVISORS, LLC	Former SEC adviser	Jan 13, 2015	Apr 27, 2020	no	SCOTTSDALE, AZ\|NEWPORT BEACH, CA	Previous registration
CAPITAL INVESTMENT COUNSEL INC	Former SEC adviser	Jan 27, 2012	Nov 21, 2014	no	HOUSTON, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 17, 2005	May 12, 2008	no	PHOENIX, AZ\|PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BEACON POINTE WEALTH ADVISORS, LLC	BEACON POINTE ADVISORS, LLC	Apr 27, 2020	Jan 13, 2015	-1,931	Bulk transfer	Other
CAPITAL INVESTMENT COUNSEL INC	BEACON POINTE WEALTH ADVISORS, LLC	Nov 21, 2014	Jan 13, 2015	53	Firm change	Other
CHARLES SCHWAB & CO., INC.	CAPITAL INVESTMENT COUNSEL INC	May 12, 2008	Jan 27, 2012	1,355	Firm change after gap	Other

Relationships

Registered with (4)

→ BEACON POINTE ADVISORS, LLCRegistered adviserregistration: current employment
Jan 13, 2015 to presentfactForm ADV
→ BEACON POINTE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 13, 2015 to Apr 27, 2020factForm ADV
→ CAPITAL INVESTMENT COUNSEL INCRegistered adviserregistration: previous registration
Jan 27, 2012 to Nov 21, 2014factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 17, 2005 to May 12, 2008factForm ADV

Dated events

No dated event names this entity yet.