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RIA / WealthAdvisor40 years in industry

FRANK J BODI

Advisor at ASSET STRATEGIES, INC

lisle, IL

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Search this name across graphsid dfx:ria:562f8252-7288-b852-162a-08273634e482

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Apr 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASSET STRATEGIES, INC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 20, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Dec 20, 1985
First registration: Apr 2, 2003
Dual registered: no
Other names: FRANK BODI
IAPD individual key: 1107838

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASSET STRATEGIES, INC	State registered	Jul 29, 2025	n/a	yes	lisle, IL	Current employment
ASSET STRATEGIES, INC	State registered	Apr 17, 2024	Dec 31, 2024	no	LISLE, IL	Previous registration
LANDOLT SECURITIES, INC.	Independent wealth	Jul 11, 2017	Feb 16, 2024	no	Solon, OH\|Lake Bluff, IL\|Solon, OH	Previous registration
SB ADVISORY, LLC	Independent wealth	Sep 2, 2016	Jan 3, 2017	no	ATLANTA, GA\|Solon, OH	Previous registration
REALTA INVESTMENT ADVISORS, INC	Bd affiliated wealth	Jan 31, 2013	Sep 1, 2016	no	WILMINGTON, DE	Previous registration
FINTEGRA, LLC	Former SEC adviser	Mar 3, 2010	Dec 18, 2012	no	SOLON, OH\|MINNEAPOLIS, MN\|MAYFIELD HEIGHTS, OH	Previous registration
CAPITAL CITY ASSET MANAGEMENT GROUP, LLC	Former SEC adviser	Mar 12, 2008	Mar 15, 2010	no	POWELL, OH	Previous registration
PRIM ADVISORS, INCORPORATED	Former SEC adviser	Jul 3, 2006	Sep 5, 2007	no	n/a	Previous registration
PRIM ADVISORS, INCORPORATED	Former SEC adviser	Apr 2, 2003	Dec 31, 2004	no	CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LANDOLT SECURITIES, INC.	ASSET STRATEGIES, INC	Feb 16, 2024	Apr 17, 2024	61	Firm change	RIA to state RIA
SB ADVISORY, LLC	LANDOLT SECURITIES, INC.	Jan 3, 2017	Jul 11, 2017	189	Firm change	Other
REALTA INVESTMENT ADVISORS, INC	SB ADVISORY, LLC	Sep 1, 2016	Sep 2, 2016	1	Firm change	Other
FINTEGRA, LLC	REALTA INVESTMENT ADVISORS, INC	Dec 18, 2012	Jan 31, 2013	44	Firm change	Other
CAPITAL CITY ASSET MANAGEMENT GROUP, LLC	FINTEGRA, LLC	Mar 15, 2010	Mar 3, 2010	-12	Firm change	Other
PRIM ADVISORS, INCORPORATED	CAPITAL CITY ASSET MANAGEMENT GROUP, LLC	Sep 5, 2007	Mar 12, 2008	189	Firm change	Other

Relationships

Registered with (7)

→ ASSET STRATEGIES, INCRegistered adviserregistration: previous registration
Apr 17, 2024 to Dec 31, 2024factForm ADV
→ LANDOLT SECURITIES, INC.Registered adviserregistration: previous registration
Jul 11, 2017 to Feb 16, 2024factForm ADV
→ SB ADVISORY, LLCRegistered adviserregistration: previous registration
Sep 2, 2016 to Jan 3, 2017factForm ADV
→ REALTA INVESTMENT ADVISORS, INCRegistered adviserregistration: previous registration
Jan 31, 2013 to Sep 1, 2016factForm ADV
→ FINTEGRA, LLCRegistered adviserregistration: previous registration
Mar 3, 2010 to Dec 18, 2012factForm ADV
→ CAPITAL CITY ASSET MANAGEMENT GROUP, LLCRegistered adviserregistration: previous registration
Mar 12, 2008 to Mar 15, 2010factForm ADV
→ PRIM ADVISORS, INCORPORATEDRegistered adviserregistration: previous registration
Jul 3, 2006 to Sep 5, 2007factForm ADV

Dated events

Occurred
Feb 16, 2024
Advisor changed firm
Frank J Bodi left Landolt Securities, Inc. for Asset Strategies, Inc (registered 2024-04-17)
Form ADVobserved 5 days ago