RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A•••• S••••••••• I•• state registered currentsince Jul 29, 2025 · Lisle, Il
- A•••• S••••••••• I•• state registeredApr 17, 2024 to Dec 31, 2024 · Lisle, Il
- L•••••• S••••••••• I••• independent RIAJul 11, 2017 to Feb 16, 2024 · Solon, Oh
- S• A•••••••• L•• independent RIASep 2, 2016 to Jan 3, 2017 · Atlanta, Ga
- R••••• I••••••••• A•••••••• I•• BD affiliatedJan 31, 2013 to Sep 1, 2016 · Wilmington, De
- F•••••••• L•• formerMar 3, 2010 to Dec 18, 2012 · Solon, Oh
- C•••••• C••• A•••• M••••••••• G••••• L•• formerMar 12, 2008 to Mar 15, 2010 · Powell, Oh
- P••• A•••••••• I••••••••• formerJul 3, 2006 to Sep 5, 2007
- P••• A•••••••• I••••••••• formerApr 2, 2003 to Dec 31, 2004 · Cleveland, Oh
- L•••••• S••••••••• I••• to A•••• S••••••••• I••left Feb 16, 2024, registered Apr 17, 2024 (61 days) · RIA to a state-registered adviser
- S• A•••••••• L•• to L•••••• S••••••••• I•••left Jan 3, 2017, registered Jul 11, 2017 (189 days) · Other
- R••••• I••••••••• A•••••••• I•• to S• A•••••••• L••left Sep 1, 2016, registered Sep 2, 2016 (1 days) · Other
- F•••••••• L•• to R••••• I••••••••• A•••••••• I••left Dec 18, 2012, registered Jan 31, 2013 (44 days) · Other
- C•••••• C••• A•••• M••••••••• G••••• L•• to F•••••••• L••left Mar 15, 2010, registered Mar 3, 2010 (-12 days) · Other
- P••• A•••••••• I••••••••• to C•••••• C••• A•••• M••••••••• G••••• L••left Sep 5, 2007, registered Mar 12, 2008 (189 days) · Other
- F•••• J• B••• left L•••••• S••••••••• I••• for A•••• S••••••••• I•• (registered 2024-04-17)Feb 16, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address