DFX Intelligence

W•••••• D•••••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

W•••••• D•••••• B•••••••

Advisor at L•••• F••• A••••••• S•••••••

LEBANON, TN | DALLAS, TX

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Search this name across graphsid dfx:ria:563bfcba-0e90-b284-94fe-82163de3a291

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 3, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• F••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• F••• A••••••• S•••••••	Bd affiliated wealth	Nov 1, 2024	n/a	yes	LEBANON, TN\|DALLAS, TX	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 3, 2019	Nov 4, 2024	no	JONESBORO, AR\|NASHVILLE, TN\|Mount Juliet, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	L•••• F••• A••••••• S•••••••	Nov 4, 2024	Nov 1, 2024	-3	Firm change	Wirehouse to ibd

Relationships

Registered with (2)

→ L•••• F••• A••••••• S•••••••Registered adviserregistration: current employment
Nov 1, 2024 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 3, 2019 to Nov 4, 2024factForm ADV

Dated events

Occurred
Nov 4, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:563bfcba-0e90-b284-94fe-82163de3a291
First observed: Jul 3, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.