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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

JOHN MCKINLEY WALLING

Advisor at INFINITY FINANCIAL SERVICES ADVISORY

OAKLAND, CA | Willis, TX

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Search this name across graphsid dfx:ria:563e3125-b92f-6012-9170-7803144eb2ee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INFINITY FINANCIAL SERVICES ADVISORY
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 6, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 6, 1987
First registration: Jan 22, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 1586153

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INFINITY FINANCIAL SERVICES ADVISORY	Independent wealth	Dec 24, 2020	n/a	yes	Willis, TX\|OAKLAND, CA	Current employment
FSC SECURITIES CORPORATION	Former SEC adviser	Mar 7, 2012	Dec 21, 2015	no	SAN DIEGO, CA\|WILLIS, TX	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Mar 18, 2008	Feb 28, 2012	no	HOUSTON, TX\|WILLIS, TX	Previous registration
CAPITAL FINANCIAL SERVICES, INC.	Former SEC adviser	Oct 20, 2005	Mar 18, 2008	no	WILLIS, TX\|WILLIS, TX\|SUGAR LAND, TX	Previous registration
JESUP & LAMONT ADVISORS	n/a	Jan 22, 2004	Oct 20, 2005	no	BRENTWOOD, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FSC SECURITIES CORPORATION	INFINITY FINANCIAL SERVICES ADVISORY	Dec 21, 2015	Dec 24, 2020	1,830	Firm change after gap	Other
NEXT FINANCIAL GROUP, INC.	FSC SECURITIES CORPORATION	Feb 28, 2012	Mar 7, 2012	8	Firm change	Other
CAPITAL FINANCIAL SERVICES, INC.	NEXT FINANCIAL GROUP, INC.	Mar 18, 2008	Mar 18, 2008	0	Firm change	Other
JESUP & LAMONT ADVISORS	CAPITAL FINANCIAL SERVICES, INC.	Oct 20, 2005	Oct 20, 2005	0	Firm change	Other

Relationships

Registered with (5)

→ INFINITY FINANCIAL SERVICES ADVISORYRegistered adviserregistration: current employment
Dec 24, 2020 to presentfactForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 7, 2012 to Dec 21, 2015factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Mar 18, 2008 to Feb 28, 2012factForm ADV
→ CAPITAL FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2005 to Mar 18, 2008factForm ADV
→ JESUP & LAMONT ADVISORSRegistered adviserregistration: previous registration
Jan 22, 2004 to Oct 20, 2005factForm ADV

Dated events

No dated event names this entity yet.