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RIA / WealthAdvisor40 years in industry

SAMUEL ABRAHAM EPSTEIN

Advisor at HURWITZ ASSOCIATES, INC.

HOUSTON, TX | Belle Harbor, NY

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Search this name across graphsid dfx:ria:563f357c-99ae-ee0e-5d05-1b1ba2fbf001

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 19, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HURWITZ ASSOCIATES, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 20, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 20, 1985
First registration: Dec 19, 2008
Dual registered: no
IAPD individual key: 1391588

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HURWITZ ASSOCIATES, INC.	State registered	May 22, 2024	n/a	yes	HOUSTON, TX\|Belle Harbor, NY	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 26, 2016	Mar 23, 2022	no	BROOKLYN, NY\|AUSTIN, TX\|BELLE HARBOR, NY	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	May 21, 2015	Sep 22, 2016	no	BROOKLYN, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 19, 2008	May 5, 2015	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	HURWITZ ASSOCIATES, INC.	Mar 23, 2022	May 22, 2024	791	Firm change after gap	Ibd to state RIA
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	Apr 26, 2016	-149	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	NFP ADVISOR SERVICES, LLC	May 5, 2015	May 21, 2015	16	Firm change	Other

Relationships

Registered with (4)

→ HURWITZ ASSOCIATES, INC.Registered adviserregistration: current employment
May 22, 2024 to presentfactForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 26, 2016 to Mar 23, 2022factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
May 21, 2015 to Sep 22, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 19, 2008 to May 5, 2015factForm ADV

Dated events

Occurred
Mar 23, 2022
Advisor changed firm
Samuel Abraham Epstein left Kestra Advisory Services, Llc for Hurwitz Associates, Inc. (registered 2024-05-22)
Form ADVobserved 4 days ago