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E••••••• C•••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

E••••••• C•••••• A•••••••• L••

CRD 156112

HOUSTON, TX

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Search this name across graphsid dfx:ria:56441910-b66f-7d80-c996-1e2efac4195c

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Feb 7, 2012 to Mar 16, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=4.0
Regulatory AUM: $124M••• Locked
Discretionary RAUM: $124M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $41.4Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••••• J••• K••••	Chartered Financial Analyst	HOUSTON, TX	15	48	n/a	yes
A••••• A••••• S••••••	Chartered Financial Analyst	HOUSTON, TX	2	13	1

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E•• F•••• L•	Hedge Fund	$103M	Aug 20, 2024	47	Feb 7, 2012	reported	021-156750

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E•• S•••••••• P•••••••• L••	Member	D	yes	12/2011	Mar 20, 2018	Aug 20, 2024
K••••• A•••••• J•••	MANAGING MEMBER	C	yes	12/2010	Feb 7, 2012	Aug 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•• F••• G• I•• L••	n/a	n/a	n/a	N	yes	n/a
E•• F••• G•• L•	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$124M	$92.1M	34.8%	$101M	7.2%	4	4	0	0

Relationships

Advises (1)

→ E•• F•••• L•Private fundHedge Fund, IA
Feb 7, 2012 to presentfactForm ADV

Registered with (3)

← A••••• A••••• S••••••Advisorregistration: current employment
Jul 16, 2024 to presentfactForm ADV
← A••••• J••• K••••Advisorregistration: current employment
Feb 8, 2011 to presentfactForm ADV
←

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:56441910-b66f-7d80-c996-1e2efac4195c
First observed: Feb 7, 2012
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.