DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••••• C•••••• A•••••••• L••
Latest filing Mar 16, 2026
First filing on the tape Feb 7, 2012 · 27 filings
SEC status approved since Mar 12, 2012
RAUM
$124M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$41.4M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$124M as of Mar 16, 2026
Mar 22, 2013$11.7M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 16, 2026
Mar 22, 20133 then
Employees (5.A)4 as of Mar 16, 2026
Mar 22, 20134 then
Private funds1 as of Mar 16, 2026
Mar 22, 20131 then
RAUM +35% over the last fiscal year+7.2% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
- RAUM per advisor
- $41.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $124MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $124M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$124M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $124M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=4.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• J••• K••••Chartered Financial Analyst | Houston, Tx | Feb 8, 2011 | 48 y | 0 |
| A••••• A••••• S••••••Chartered Financial Analyst | Houston, Tx | Jul 16, 2024 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A••••• A••••• S•••••• from B•••• P•••• C•••••• M•••••••••Jul 16, 2024 · Other
- S••• M•••••• N•••• from C••••• S••••• S••••••••• •••• L••Feb 8, 2011 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•• F•••• L• | Hedge Fund | $103M | 47 | Feb 7, 2012 |
Owners and control persons
Schedule A and B, latest filing
- K••••• A•••••• J••• · Managing Membercontrolsince 12/2010 · owns 25% to 50%
- N••••• S•••• M•••••• · Managing Director, Chief Compliance Officercontrolsince 12/2010 · owns less than 5%
- K••••• A•••••• J••• · Trusteecontrolsince 12/2011 · owns F of K•••• C••••••••• T••••
- K••••• C••••••••• L•••• · Trusteecontrolsince 12/2011 · owns F of K•••• C••••••••• T••••
- N••••• S•••• M•••••• · Managing Membercontrolsince 08/2013 · owns F of E•• S•••••••• P•••••••• L••
- S••••••• J•••• A••••• · Managing Membercontrolsince 12/2011 · owns F of E•• S•••••••• P•••••••• L••
Entity owners
- E•• S•••••••• P•••••••• L•• · Memberdirect · owns 50% to 75%
- K•••• C••••••••• T•••• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- E•• F••• G• I•• L••pooled vehicle sponsorn
- E•• F••• G•• L•bankpooled vehicle sponsorn
Advisers that list E••••••• C•••••• A•••••••• L•• as a related person
- 112497 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $92.1M to $124MMar 26, 2025 to Mar 16, 2026
- Discretionary RAUM · $92.1M to $124MMar 26, 2025 to Mar 16, 2026
- Pooled vehicle RAUM · $92.1M to $124MMar 26, 2025 to Mar 16, 2026
- RAUM · $92.1M to $124MMar 26, 2025 to Mar 16, 2026
- Assets in custody · $103M to $92.1MAug 20, 2024 to Mar 26, 2025
- Financial planning clients · unset to Aug 20, 2024 to Mar 26, 2025
- Discretionary RAUM · $103M to $92.1MAug 20, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $103M to $92.1MAug 20, 2024 to Mar 26, 2025
- RAUM · $103M to $92.1MAug 20, 2024 to Mar 26, 2025
- Assets in custody · $101M to $103MSep 8, 2023 to Mar 28, 2024
- Discretionary RAUM · $101M to $103MSep 8, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $101M to $103MSep 8, 2023 to Mar 28, 2024
- RAUM · $101M to $103MSep 8, 2023 to Mar 28, 2024
- Assets in custody · $106M to $101MNov 4, 2022 to Mar 8, 2023
- Discretionary RAUM · $106M to $101MNov 4, 2022 to Mar 8, 2023
- Pooled vehicle RAUM · $106M to $101MNov 4, 2022 to Mar 8, 2023
- RAUM · $106M to $101MNov 4, 2022 to Mar 8, 2023
- Assets in custody · $105M to $106MMar 11, 2022 to Aug 2, 2022
- Discretionary RAUM · $105M to $106MMar 11, 2022 to Aug 2, 2022
- Pooled vehicle RAUM · $105M to $106MMar 11, 2022 to Aug 2, 2022
- RAUM · $105M to $106MMar 11, 2022 to Aug 2, 2022
- Advisory employees · 7 to 4Nov 1, 2021 to Mar 11, 2022
- BD registered reps · 7 to 4Nov 1, 2021 to Mar 11, 2022
- Assets in custody · $59.3M to $105MNov 1, 2021 to Mar 11, 2022
- Employees · 7 to 4Nov 1, 2021 to Mar 11, 2022
- State-registered IARs · 3 to 2Nov 1, 2021 to Mar 11, 2022
- Discretionary RAUM · $66.8M to $105MNov 1, 2021 to Mar 11, 2022
- Pooled vehicle RAUM · $66.8M to $105MNov 1, 2021 to Mar 11, 2022
- RAUM · $66.8M to $105MNov 1, 2021 to Mar 11, 2022
- Discretionary RAUM · $59.3M to $66.8MMar 31, 2021 to Nov 1, 2021
- Pooled vehicle RAUM · $59.3M to $66.8MMar 31, 2021 to Nov 1, 2021
- RAUM · $59.3M to $66.8MMar 31, 2021 to Nov 1, 2021
- Advisory employees · 5 to 7Mar 24, 2020 to Mar 31, 2021
- BD registered reps · 5 to 7Mar 24, 2020 to Mar 31, 2021
- Assets in custody · $53.2M to $59.3MMar 24, 2020 to Mar 31, 2021
- Employees · 5 to 7Mar 24, 2020 to Mar 31, 2021
- State-registered IARs · 2 to 3Mar 24, 2020 to Mar 31, 2021
- Discretionary RAUM · $53.2M to $59.3MMar 24, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $53.2M to $59.3MMar 24, 2020 to Mar 31, 2021
- RAUM · $53.2M to $59.3MMar 24, 2020 to Mar 31, 2021
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ecagp.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (713) 965-0371reportedpublic record, Form ADV, Mar 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $41.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026