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Advisor at NEWEDGE ADVISORS
NEW ORLEANS, LA | TULSA, OK | Tulsa, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 8, 2026 | n/a | yes | TULSA, OK | Current employment |
| NEWEDGE ADVISORS | Bd affiliated wealth | Mar 12, 2020 | n/a | yes | Tulsa, OK|NEW ORLEANS, LA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 20, 2008 | Mar 23, 2020 | no | TULSA, OK | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jun 21, 2007 | Dec 10, 2008 | no | TULSA, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | NEWEDGE ADVISORS | Mar 23, 2020 | Mar 12, 2020 | -11 | Firm change | Wirehouse to RIA |
| CITIGROUP GLOBAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Dec 10, 2008 | Nov 20, 2008 | -20 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:171351:OK:2020-03-23 | Mar 23, 2020 | Mar 12, 2020 | TULSA, OK | Firm change |