DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

CHARLES J HILLIARD

Advisor at WEDBUSH SECURITIES INC.

Newport Beach, CA | Pasadena, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:565cf496-6b89-df47-ec23-9fac400969c5

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2003 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEDBUSH SECURITIES INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 8, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 8, 1997
First registration: Mar 21, 2003
Dual registered: yes, broker-dealer
Other names: CHUCK HILLIARD|CHARLES J (II) HILLIARD|CHARLES JOHN HILLIARD|CHUCK JOHN HILLIARD|CHUCK J HILLIARD|CHUCK J HILLIARD
IAPD individual key: 2827723

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEDBUSH SECURITIES INC.	Bd affiliated wealth	May 17, 2017	n/a	yes	Newport Beach, CA\|Pasadena, CA	Current employment
KESTRA PRIVATE WEALTH SERVICES, LLC	Bd affiliated wealth	Oct 19, 2015	May 18, 2017	no	Brea, CA\|AUSTIN, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 10, 2012	Oct 2, 2015	no	BREA, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Apr 5, 2012	no	NEWPORT BEACH, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jan 19, 2007	Oct 23, 2009	no	HUNTINGTON BEACH, CA\|NEWPORT BEACH, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Jan 17, 2006	Jan 24, 2007	no	BEVERLY HILLS, CA	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Jun 25, 2003	Jan 23, 2006	no	IRVINE, CA\|ANCHORAGE, AK\|HONOLULU, HI\|KINGMAN, AZ\|BRAWLEY, CA\|RONAN, MT\|COLTON, CA\|KANEOHE, HI\|HONOLULU, HI\|HONOLULU, HI	Previous registration
CHOREO, LLC	Independent wealth	Mar 21, 2003	Jun 25, 2003	no	FULLERTON, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA PRIVATE WEALTH SERVICES, LLC	WEDBUSH SECURITIES INC.	May 18, 2017	May 17, 2017	-1	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	KESTRA PRIVATE WEALTH SERVICES, LLC	Oct 2, 2015	Oct 19, 2015	17	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Jan 24, 2007	Jan 19, 2007	-5	Firm change	Other
AMERIPRISE ADVISOR SERVICES, INC.	MORGAN STANLEY DW INC.	Jan 23, 2006	Jan 17, 2006	-6	Firm change	Other
CHOREO, LLC	AMERIPRISE ADVISOR SERVICES, INC.	Jun 25, 2003	Jun 25, 2003	0	Bulk transfer	Other

Relationships

Registered with (7)

→ WEDBUSH SECURITIES INC.Registered adviserregistration: current employment
May 17, 2017 to presentfactForm ADV
→ KESTRA PRIVATE WEALTH SERVICES, LLCRegistered adviserregistration: previous registration
Oct 19, 2015 to May 18, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 10, 2012 to Oct 2, 2015factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 19, 2007 to Oct 23, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jan 17, 2006 to Jan 24, 2007factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Jun 25, 2003 to Jan 23, 2006factForm ADV
→ CHOREO, LLCRegistered adviserregistration: previous registration
Mar 21, 2003 to Jun 25, 2003factForm ADV

Dated events

No dated event names this entity yet.