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Advisor at LPL FINANCIAL LLC
CHICAGO, IL | WAUCONDA, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 23, 2025 | n/a | yes | WAUCONDA, IL|CHICAGO, IL | Current employment |
| GREAT LAKES ADVISORS, LLC | Other adviser | Apr 22, 2020 | Jan 30, 2025 | no | CHICAGO, IL | Previous registration |
| WINTRUST INVESTMENTS | Former SEC adviser | Apr 2, 2013 | Jan 23, 2025 | no | ARLINGTON HEIGHTS, IL|ARLINGTON HEIGHTS, IL|ARLINGTON HEIGHTS, IL|CHICAGO, IL|ARLINGTON HEIGHTS, IL|DOWNERS GROVE, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GREAT LAKES ADVISORS, LLC | LPL FINANCIAL LLC | Jan 30, 2025 | Jan 23, 2025 | -7 | Firm change | Other |
| WINTRUST INVESTMENTS | GREAT LAKES ADVISORS, LLC | Jan 23, 2025 | Apr 22, 2020 | -1,737 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110757:6413:IL:2025-01-30 | Jan 30, 2025 | Jan 23, 2025 | CHICAGO, IL | Firm change |
| 875:110757:IL:2025-01-23 | Jan 23, 2025 | Apr 22, 2020 | CHICAGO, IL | Firm change after gap |