DFX Intelligence

V•••••• J••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

V•••••• J••••• S••••

Advisor at L•• F•••••••• L••

BOSTON, MA | Middletown, RI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5665640f-3a09-8f22-5fb8-449928d8c694

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 25, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 23, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 4, 2026	n/a	yes	BOSTON, MA\|Middletown, RI	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Apr 30, 2021	Feb 27, 2026	no	BOSTON, MA\|Boston, MA\|Middletown, RI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	L•• F•••••••• L••	Feb 27, 2026	Feb 4, 2026	-23	Firm change	Ibd to ibd
W••••••• E•••• • C••••••• I•••	B• R•••• W••••• A•••••••• I•••	Apr 13, 2021	Apr 30, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
29686:115927:MA:2021-04-09	Apr 13, 2021	Apr 30, 2021	BOSTON, MA	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 4, 2026 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 30, 2021 to Feb 27, 2026factForm ADV
→ W••••••• E•••• • C••••••• I•••Registered adviserregistration: previous registration
Dec 12, 2005 to Apr 13, 2021factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Feb 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5665640f-3a09-8f22-5fb8-449928d8c694
First observed: Sep 25, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.