DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Vincent Joseph Sbano

LPL Financial LLCBD affiliatedBoston, Ma dual registrantIAPD 2616637

Feed of 09/15/2026

Also filed as Vin Sbano

At current firm

0 y

since Feb 4, 2026

In the industry

31 y

since Jun 23, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Feb 4, 2026 · Boston, Ma
B. Riley Wealth Advisors, Inc. BD affiliated
Apr 30, 2021 to Feb 27, 2026 · Boston, Ma
Winslow, Evans & Crocker, Inc. former
Dec 12, 2005 to Apr 13, 2021 · Portland, Me
Wells Fargo Advisors wirehouse
Jul 1, 2003 to Nov 19, 2003 · Portland, Me
Prudential Equity Group, LLC unclassified
Sep 25, 2002 to Jul 1, 2003 · Portland, Me

Moves

a registration end followed by a registration begin elsewhere

B. Riley Wealth Advisors, Inc. to LPL Financial LLC
left Feb 27, 2026, registered Feb 4, 2026 (-23 days) · Affiliated broker-dealer or bank to another
Winslow, Evans & Crocker, Inc. to B. Riley Wealth Advisors, Inc.
left Apr 13, 2021, registered Apr 30, 2021 (17 days) · RIA to affiliated broker-dealer or bank · moved with a team
Wells Fargo Advisors to Winslow, Evans & Crocker, Inc.
left Nov 19, 2003, registered Dec 12, 2005 (754 days) · Other
Prudential Equity Group, LLC to Wells Fargo Advisors
left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Signals

Vincent Joseph Sbano left B. Riley Wealth Advisors, Inc. for Lpl Financial Llc (registered 2026-02-04)
Feb 27, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address